Before CAP Guidelines

After CAP Guidelines

Plan Sponsor
  • Select advisor.
  • Establish governance committee.
  • Select advisors and record keepers.
  • Engage the services of supplementary professional advisors as appropriate.
  • Monitor program.
  • Select The Benefits Company as advisor.
  • Adopt Greenlight Retirement Program™.
  • Select record keeper.
Advisor
  • Select record keeper.
  • Select investment managers/options.
  • Educate plan members.
  • Monitor program.
  • .

  • Provide sponsor with education and advice.
  • Assist in establishing/managing
    governance committee.
  • Assist in member education.
  • Organize and operate joint governance
    committee for all participating employers.
  • Provide qualified experts as members of the governance committee.
  • Engage the services of outside professionals such as accountants, actuaries and lawyers as necessary.
  • Receive provider reporting.
  • Conduct the necessary investment and record keeping reviews quarterly.
  • Select investment options.
  • Provide consolidated reporting to sponsor quarterly.
  • Educate plan members.
Record Keeper
  • Manage member accounts.
  • Execute trades/settlements.
  • Provide sponsor/advisors with regular reporting.
  • Manage investment managers/options.
  • Manage member accounts.
  • Execute trades/settlements.
  • Provide sponsor/advisor with regular reporting.
  • Provide information regarding investment options.
  • Manage member accounts.
  • Execute trades/settlements.
  • Provide sponsor/advisor with regular reporting.
Investment Manager
  • Manage investments.
  • Manage investments.
  • Manage investments.